Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, CHOR MAN
Chinese Name of Relevant Individual
鄭楚敏
HKMA Registration Number
AF1579
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR WEALTH MANAGEMENT SPECIALIST
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR WEALTH MANAGEMENT SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2022 - 15 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2022 - 15 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2017 - 20 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2017 - 20 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2017 - 20 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2017 - 20 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2015 - 29 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2015 - 29 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2013 - 17 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2013 - 17 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2011 - 27 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2011 - 27 Nov 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, CHOR MAN
:
Chinese Name of Relevant Individual
鄭楚敏
:
HKMA Registration Number
AF1579
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Mar 2024
No
SENIOR WEALTH MANAGEMENT SPECIALIST
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Mar 2024
No
SENIOR WEALTH MANAGEMENT SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1579
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 13 Mar 2024
No
AF1579
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 13 Mar 2024
No
AF1579
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Oct 2022 - 15 Jul 2023
No
AF1579
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Oct 2022 - 15 Jul 2023
No
AF1579
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 Sep 2017 - 20 Feb 2021
No
AF1579
DAH SING BANK, LIMITED
Type 4: advising on securities
29 Sep 2017 - 20 Feb 2021
No
AF1579
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
19 Jun 2017 - 20 Jul 2017
No
AF1579
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
19 Jun 2017 - 20 Jul 2017
No
AF1579
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Jan 2015 - 29 Apr 2017
No
AF1579
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Jan 2015 - 29 Apr 2017
No
AF1579
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jan 2013 - 17 Mar 2013
No
AF1579
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jan 2013 - 17 Mar 2013
No
AF1579
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jun 2011 - 27 Nov 2012
No
AF1579
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Jun 2011 - 27 Nov 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.