Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, SU SHAN CARRIE
Chinese Name of Relevant Individual
HKMA Registration Number
AF1622
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2011 - 31 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2011 - 31 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
16 Jun 2011 - 31 Dec 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, SU SHAN CARRIE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1622
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1622
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jun 2011 - 31 Dec 2023
No
AF1622
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Jun 2011 - 31 Dec 2023
No
AF1622
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
16 Jun 2011 - 31 Dec 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.