Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, SHI YUN
Chinese Name of Relevant Individual
HKMA Registration Number
AF1650
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2026 - 20 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2026 - 20 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2025 - 18 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2025 - 18 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2012 - 15 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2012 - 17 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2012 - 14 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2011 - 20 Jun 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, SHI YUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1650
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1650
CITIBANK, N.A.
Type 1: dealing in securities
15 May 2026 - 20 May 2026
No
AF1650
CITIBANK, N.A.
Type 4: advising on securities
15 May 2026 - 20 May 2026
No
AF1650
CITIBANK, N.A.
Type 1: dealing in securities
10 Oct 2025 - 18 Oct 2025
No
AF1650
CITIBANK, N.A.
Type 4: advising on securities
10 Oct 2025 - 18 Oct 2025
No
AF1650
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Nov 2012 - 15 Nov 2012
No
AF1650
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Aug 2012 - 17 Aug 2012
No
AF1650
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Jan 2012 - 14 Jan 2012
No
AF1650
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Jun 2011 - 20 Jun 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.