Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, EUN JUNG
Chinese Name of Relevant Individual
HKMA Registration Number
AF1663
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2011 - 16 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2011 - 16 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2011 - 24 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2011 - 24 Jun 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, EUN JUNG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1663
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1663
UBS AG
Type 1: dealing in securities
12 Dec 2011 - 16 Dec 2011
No
AF1663
UBS AG
Type 4: advising on securities
12 Dec 2011 - 16 Dec 2011
No
AF1663
UBS AG
Type 1: dealing in securities
20 Jun 2011 - 24 Jun 2011
No
AF1663
UBS AG
Type 4: advising on securities
20 Jun 2011 - 24 Jun 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.