Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, WAI WAH
Chinese Name of Relevant Individual
黃偉華
HKMA Registration Number
AF1668
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2022 - 21 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
25 Aug 2022 - 21 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2017 - 16 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2016 - 16 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2012 - 11 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2012 - 11 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
26 Nov 2012 - 11 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2012 - 15 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2011 - 31 Oct 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, WAI WAH
:
Chinese Name of Relevant Individual
黃偉華
:
HKMA Registration Number
AF1668
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1668
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
25 Aug 2022 - 21 Apr 2026
No
AF1668
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
25 Aug 2022 - 21 Apr 2026
No
AF1668
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Jun 2017 - 16 Aug 2022
No
AF1668
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Jun 2016 - 16 Aug 2022
No
AF1668
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
26 Nov 2012 - 11 Apr 2016
No
AF1668
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
26 Nov 2012 - 11 Apr 2016
No
AF1668
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
26 Nov 2012 - 11 Apr 2016
No
AF1668
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
26 Nov 2012 - 15 Feb 2016
No
AF1668
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Jun 2011 - 31 Oct 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.