Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIM, MAT
Chinese Name of Relevant Individual
嚴蜜
HKMA Registration Number
AF1680
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2012 - 29 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2012 - 29 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2011 - 12 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2011 - 12 Feb 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIM, MAT
:
Chinese Name of Relevant Individual
嚴蜜
:
HKMA Registration Number
AF1680
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1680
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Aug 2012 - 29 Sep 2013
No
AF1680
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
25 Aug 2012 - 29 Sep 2013
No
AF1680
CREDIT SUISSE AG
Type 1: dealing in securities
21 Jun 2011 - 12 Feb 2012
No
AF1680
CREDIT SUISSE AG
Type 4: advising on securities
21 Jun 2011 - 12 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.