Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NING, WAI CHING DANIEL
Chinese Name of Relevant Individual
寗為正
HKMA Registration Number
AF1684
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS CONTROL, PRIVATE BANKING
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS CONTROL, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2022 - 24 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2022 - 24 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2013 - 13 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2013 - 13 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2011 - 08 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2011 - 08 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NING, WAI CHING DANIEL
:
Chinese Name of Relevant Individual
寗為正
:
HKMA Registration Number
AF1684
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
24 Mar 2023
No
BUSINESS CONTROL, PRIVATE BANKING
DAH SING BANK, LIMITED
Type 4: advising on securities
24 Mar 2023
No
BUSINESS CONTROL, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1684
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 24 Mar 2023
No
AF1684
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 24 Mar 2023
No
AF1684
CHONG HING BANK LIMITED
Type 1: dealing in securities
22 Jan 2022 - 24 Jun 2022
No
AF1684
CHONG HING BANK LIMITED
Type 4: advising on securities
22 Jan 2022 - 24 Jun 2022
No
AF1684
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Sep 2013 - 13 Aug 2019
No
AF1684
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Sep 2013 - 13 Aug 2019
No
AF1684
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jun 2011 - 08 Jul 2013
No
AF1684
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Jun 2011 - 08 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.