Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAKARIA, NITIN
Chinese Name of Relevant Individual
HKMA Registration Number
AF1685
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2016 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2016 - 16 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2016 - 16 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2011 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2011 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAKARIA, NITIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1685
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1685
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
28 Nov 2016 - 04 Apr 2019
No
AF1685
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
14 Apr 2016 - 16 Aug 2016
No
AF1685
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
14 Apr 2016 - 16 Aug 2016
No
AF1685
COUTTS & CO AG
Type 1: dealing in securities
22 Jun 2011 - 08 Apr 2016
No
AF1685
COUTTS & CO AG
Type 4: advising on securities
22 Jun 2011 - 08 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.