Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KIN FAI
Chinese Name of Relevant Individual
黃健輝
HKMA Registration Number
AF1704
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2025 - 17 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2025 - 17 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2024 - 12 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2024 - 12 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2024 - 28 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2024 - 28 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2019 - 03 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2019 - 03 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2018 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2018 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Oct 2018 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2018 - 20 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2018 - 20 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2017 - 02 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2017 - 02 Jan 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KIN FAI
:
Chinese Name of Relevant Individual
黃健輝
:
HKMA Registration Number
AF1704
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1704
DAH SING BANK, LIMITED
Type 1: dealing in securities
30 Sep 2025 - 17 Dec 2025
No
AF1704
DAH SING BANK, LIMITED
Type 4: advising on securities
30 Sep 2025 - 17 Dec 2025
No
AF1704
CHONG HING BANK LIMITED
Type 1: dealing in securities
13 Nov 2024 - 12 Apr 2025
No
AF1704
CHONG HING BANK LIMITED
Type 4: advising on securities
13 Nov 2024 - 12 Apr 2025
No
AF1704
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jan 2024 - 28 Jun 2024
No
AF1704
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Jan 2024 - 28 Jun 2024
No
AF1704
DAH SING BANK, LIMITED
Type 1: dealing in securities
20 Aug 2019 - 03 Apr 2020
No
AF1704
DAH SING BANK, LIMITED
Type 4: advising on securities
20 Aug 2019 - 03 Apr 2020
No
AF1704
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Oct 2018 - 12 Jul 2019
No
AF1704
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Oct 2018 - 12 Jul 2019
No
AF1704
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Oct 2018 - 12 Jul 2019
No
AF1704
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Mar 2018 - 20 Jul 2018
No
AF1704
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Mar 2018 - 20 Jul 2018
No
AF1704
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
13 Jan 2017 - 02 Jan 2018
No
AF1704
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
13 Jan 2017 - 02 Jan 2018
No
AF1704
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Oct 2015 - 03 Dec 2016
No
AF1704
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Oct 2015 - 03 Dec 2016
No
AF1704
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jun 2011 - 11 Oct 2015
No
AF1704
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jun 2011 - 11 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.