Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KAM CHIU
Chinese Name of Relevant Individual
黃錦釗
HKMA Registration Number
AF1708
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2018 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2018 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2015 - 27 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2015 - 27 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2013 - 12 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2013 - 12 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2012 - 27 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2011 - 27 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Jun 2011 - 27 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KAM CHIU
:
Chinese Name of Relevant Individual
黃錦釗
:
HKMA Registration Number
AF1708
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1708
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jul 2018 - 21 Oct 2018
No
AF1708
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
14 Jul 2018 - 21 Oct 2018
No
AF1708
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
11 Aug 2015 - 27 May 2018
No
AF1708
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
11 Aug 2015 - 27 May 2018
No
AF1708
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 May 2013 - 12 Jan 2014
No
AF1708
DAH SING BANK, LIMITED
Type 4: advising on securities
07 May 2013 - 12 Jan 2014
No
AF1708
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Mar 2012 - 27 Apr 2013
No
AF1708
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Jun 2011 - 27 Apr 2013
No
AF1708
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Jun 2011 - 27 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.