Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, IRENE WAI MAN
Chinese Name of Relevant Individual
謝慧敏
HKMA Registration Number
AF1709
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2011 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Sep 2011 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2011 - 15 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Jun 2011 - 15 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, IRENE WAI MAN
:
Chinese Name of Relevant Individual
謝慧敏
:
HKMA Registration Number
AF1709
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1709
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Sep 2011 - 30 Sep 2019
No
AF1709
BARCLAYS BANK PLC
Type 6: advising on corporate finance
08 Sep 2011 - 30 Sep 2019
No
AF1709
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Jun 2011 - 15 Jul 2011
No
AF1709
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 Jun 2011 - 15 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.