Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, HING CHUN
Chinese Name of Relevant Individual
余慶臻
HKMA Registration Number
AF1732
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RM ASSISTANT
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RM ASSISTANT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2021 - 17 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2021 - 17 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Feb 2020 - 26 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Feb 2020 - 26 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Feb 2020 - 26 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Feb 2020 - 26 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2018 - 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2018 - 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2014 - 27 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2014 - 27 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2012 - 27 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2011 - 31 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2011 - 31 Dec 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, HING CHUN
:
Chinese Name of Relevant Individual
余慶臻
:
HKMA Registration Number
AF1732
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2022
No
RM ASSISTANT
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2022
No
RM ASSISTANT
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1732
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 05 Jan 2022
No
AF1732
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 05 Jan 2022
No
AF1732
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
14 Jul 2021 - 17 Nov 2021
No
AF1732
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
14 Jul 2021 - 17 Nov 2021
No
AF1732
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Feb 2020 - 26 Apr 2021
No
AF1732
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Feb 2020 - 26 Apr 2021
No
AF1732
CITIBANK, N.A.
Type 1: dealing in securities
29 Feb 2020 - 26 Apr 2021
No
AF1732
CITIBANK, N.A.
Type 4: advising on securities
29 Feb 2020 - 26 Apr 2021
No
AF1732
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
14 Nov 2018 - 15 Jan 2020
No
AF1732
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
14 Nov 2018 - 15 Jan 2020
No
AF1732
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Sep 2014 - 27 Oct 2018
No
AF1732
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Sep 2014 - 27 Oct 2018
No
AF1732
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Mar 2012 - 27 Feb 2014
No
AF1732
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Jun 2011 - 31 Dec 2011
No
AF1732
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Jun 2011 - 31 Dec 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.