Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SOMMERHALDER, YVES ALAIN
Chinese Name of Relevant Individual
HKMA Registration Number
AF1772
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2011 - 13 May 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2011 - 13 May 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Dec 2011 - 13 May 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2011 - 21 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2011 - 21 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jun 2011 - 21 Dec 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SOMMERHALDER, YVES ALAIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1772
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1772
CREDIT SUISSE AG
Type 1: dealing in securities
22 Dec 2011 - 13 May 2013
Yes
AF1772
CREDIT SUISSE AG
Type 4: advising on securities
22 Dec 2011 - 13 May 2013
Yes
AF1772
CREDIT SUISSE AG
Type 6: advising on corporate finance
22 Dec 2011 - 13 May 2013
Yes
AF1772
CREDIT SUISSE AG
Type 1: dealing in securities
28 Jun 2011 - 21 Dec 2011
No
AF1772
CREDIT SUISSE AG
Type 4: advising on securities
28 Jun 2011 - 21 Dec 2011
No
AF1772
CREDIT SUISSE AG
Type 6: advising on corporate finance
28 Jun 2011 - 21 Dec 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.