Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, PEI HOON
Chinese Name of Relevant Individual
HKMA Registration Number
AF1785
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2018 - 12 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2018 - 12 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2011 - 01 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2011 - 01 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, PEI HOON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1785
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1785
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Jun 2018 - 12 Jul 2018
No
AF1785
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Jun 2018 - 12 Jul 2018
No
AF1785
CITIBANK, N.A.
Type 1: dealing in securities
29 Jun 2011 - 01 Jul 2011
No
AF1785
CITIBANK, N.A.
Type 4: advising on securities
29 Jun 2011 - 01 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.