Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YAU, KAI CHI
Chinese Name of Relevant Individual

游啟智
HKMA Registration Number
AF1794
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Jun 2011
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Jun 2011
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YAU, KAI CHI
:
Chinese Name of Relevant Individual
游啟智
:
HKMA Registration Number
AF1794
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
30 Jun 2011
Yes
SENIOR VICE PRESIDENT
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
30 Jun 2011
Yes
SENIOR VICE PRESIDENT