Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, WAI HONG DENNIS
Chinese Name of Relevant Individual
馮偉康
HKMA Registration Number
AF1803
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2021 - 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2021 - 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2015 - 22 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2015 - 22 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2012 - 15 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2012 - 15 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2011 - 04 Nov 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, WAI HONG DENNIS
:
Chinese Name of Relevant Individual
馮偉康
:
HKMA Registration Number
AF1803
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1803
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Jul 2021 - 10 Jul 2023
No
AF1803
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Jul 2021 - 10 Jul 2023
No
AF1803
CHONG HING BANK LIMITED
Type 1: dealing in securities
14 Jul 2015 - 22 Jun 2021
No
AF1803
CHONG HING BANK LIMITED
Type 4: advising on securities
14 Jul 2015 - 22 Jun 2021
No
AF1803
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Dec 2012 - 15 Jun 2015
No
AF1803
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Dec 2012 - 15 Jun 2015
No
AF1803
CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Jun 2011 - 04 Nov 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.