Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIEN, GRACE LIANG-JUNG
Chinese Name of Relevant Individual
簡良蓉
HKMA Registration Number
AF1804
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Feb 2017
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKER
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Feb 2017
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
SFC CE number
ABZ544
Business Address
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2012 - 10 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2012 - 10 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2011 - 15 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2011 - 15 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIEN, GRACE LIANG-JUNG
:
Chinese Name of Relevant Individual
簡良蓉
:
HKMA Registration Number
AF1804
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
23 Feb 2017
No
PRIVATE BANKER
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
23 Feb 2017
No
PRIVATE BANKER
Name of Registered Institution
SFC CE number
Business Address
UNION BANCAIRE PRIVÉE, UBP SA
ABZ544
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1804
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
Since 23 Feb 2017
No
AF1804
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
Since 23 Feb 2017
No
AF1804
BSI LTD
Type 1: dealing in securities
03 Aug 2012 - 10 Feb 2017
No
AF1804
BSI LTD
Type 4: advising on securities
03 Aug 2012 - 10 Feb 2017
No
AF1804
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
30 Jun 2011 - 15 May 2012
No
AF1804
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
30 Jun 2011 - 15 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
