Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KANEKO, SATSUKI
Chinese Name of Relevant Individual
HKMA Registration Number
AF1807
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2015 - 19 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2015 - 19 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2011 - 03 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2011 - 03 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KANEKO, SATSUKI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1807
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1807
TORONTO-DOMINION BANK
Type 1: dealing in securities
17 Mar 2015 - 19 Mar 2015
No
AF1807
TORONTO-DOMINION BANK
Type 4: advising on securities
17 Mar 2015 - 19 Mar 2015
No
AF1807
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
30 Jun 2011 - 03 Jul 2014
No
AF1807
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
30 Jun 2011 - 03 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.