Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, WAI MAN
Chinese Name of Relevant Individual
溫偉文
HKMA Registration Number
AF1815
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2012 - 24 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2012 - 24 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2011 - 25 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2011 - 25 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, WAI MAN
:
Chinese Name of Relevant Individual
溫偉文
:
HKMA Registration Number
AF1815
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1815
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jul 2012 - 24 Feb 2014
No
AF1815
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jul 2012 - 24 Feb 2014
No
AF1815
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2011 - 25 Mar 2012
No
AF1815
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2011 - 25 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.