Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, CHUN WAH
Chinese Name of Relevant Individual
唐振華
HKMA Registration Number
AF1816
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2023 - 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2023 - 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2017 - 01 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2017 - 01 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2016 - 02 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2016 - 02 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2011 - 24 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2011 - 24 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, CHUN WAH
:
Chinese Name of Relevant Individual
唐振華
:
HKMA Registration Number
AF1816
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1816
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
25 Oct 2023 - 31 May 2025
No
AF1816
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
25 Oct 2023 - 31 May 2025
No
AF1816
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
13 Sep 2017 - 01 Sep 2023
No
AF1816
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
13 Sep 2017 - 01 Sep 2023
No
AF1816
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Jun 2016 - 02 Aug 2017
No
AF1816
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Jun 2016 - 02 Aug 2017
No
AF1816
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2011 - 24 Mar 2015
No
AF1816
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2011 - 24 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.