Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, PETER YUK KUEN
Chinese Name of Relevant Individual
馮旭乾
HKMA Registration Number
AF1837
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2016 - 12 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2011 - 10 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2011 - 10 Feb 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, PETER YUK KUEN
:
Chinese Name of Relevant Individual
馮旭乾
:
HKMA Registration Number
AF1837
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1837
CITIBANK, N.A.
Type 1: dealing in securities
30 Apr 2016 - 12 Sep 2019
No
AF1837
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
05 Jul 2011 - 10 Feb 2014
No
AF1837
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
05 Jul 2011 - 10 Feb 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.