Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHIN CHING
Chinese Name of Relevant Individual
劉展程
HKMA Registration Number
AF1841
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2014 - 07 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2014 - 07 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2014 - 28 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2014 - 28 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Mar 2014 - 28 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2012 - 09 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2012 - 09 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2011 - 15 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2011 - 15 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHIN CHING
:
Chinese Name of Relevant Individual
劉展程
:
HKMA Registration Number
AF1841
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1841
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Sep 2014 - 07 Jun 2019
No
AF1841
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Sep 2014 - 07 Jun 2019
No
AF1841
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Mar 2014 - 28 Aug 2014
No
AF1841
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Mar 2014 - 28 Aug 2014
No
AF1841
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Mar 2014 - 28 Aug 2014
No
AF1841
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Aug 2012 - 09 Feb 2014
No
AF1841
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Aug 2012 - 09 Feb 2014
No
AF1841
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jul 2011 - 15 Jul 2012
No
AF1841
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jul 2011 - 15 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.