Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BULLOCH, MAXWELL JOHN
Chinese Name of Relevant Individual
HKMA Registration Number
AF1885
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2020 - 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2019 - 13 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2013 - 30 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2012 - 24 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2011 - 13 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BULLOCH, MAXWELL JOHN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1885
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1885
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jan 2020 - 15 Jan 2020
No
AF1885
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Nov 2019 - 13 Nov 2019
No
AF1885
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Aug 2013 - 30 Aug 2013
No
AF1885
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Mar 2012 - 24 Mar 2012
No
AF1885
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jul 2011 - 13 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.