Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TENG, WAN CHI
Chinese Name of Relevant Individual
鄧韻姿
HKMA Registration Number
AF1930
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2017 - 02 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2017 - 02 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2015 - 04 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2015 - 04 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2015 - 23 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2013 - 23 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2011 - 08 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2011 - 08 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2011 - 08 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TENG, WAN CHI
:
Chinese Name of Relevant Individual
鄧韻姿
:
HKMA Registration Number
AF1930
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1930
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
13 Jun 2017 - 02 Mar 2018
No
AF1930
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
13 Jun 2017 - 02 Mar 2018
No
AF1930
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
16 Nov 2015 - 04 Jun 2017
No
AF1930
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
16 Nov 2015 - 04 Jun 2017
No
AF1930
NATIONAL AUSTRALIA BANK, LIMITED
Type 4: advising on securities
01 Jan 2015 - 23 Apr 2015
No
AF1930
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
28 Aug 2013 - 23 Apr 2015
No
AF1930
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
12 Jul 2011 - 08 Jul 2013
No
AF1930
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
12 Jul 2011 - 08 Jul 2013
No
AF1930
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 4: advising on securities
12 Jul 2011 - 08 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.