Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, CHUN WAH CONRAD
Chinese Name of Relevant Individual
郭振華
HKMA Registration Number
AF1937
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2023 - 18 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2012 - 06 Aug 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2012 - 06 Aug 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2012 - 06 Aug 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2012 - 06 Aug 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2011 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2011 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2011 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2011 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, CHUN WAH CONRAD
:
Chinese Name of Relevant Individual
郭振華
:
HKMA Registration Number
AF1937
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1937
DBS BANK LTD.
Type 1: dealing in securities
19 Oct 2023 - 18 Jan 2024
No
AF1937
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Sep 2012 - 06 Aug 2016
Yes
AF1937
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Sep 2012 - 06 Aug 2016
Yes
AF1937
DBS BANK LTD.
Type 1: dealing in securities
04 Sep 2012 - 06 Aug 2016
Yes
AF1937
DBS BANK LTD.
Type 4: advising on securities
04 Sep 2012 - 06 Aug 2016
Yes
AF1937
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jul 2011 - 03 Sep 2012
No
AF1937
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jul 2011 - 03 Sep 2012
No
AF1937
DBS BANK LTD.
Type 1: dealing in securities
12 Jul 2011 - 03 Sep 2012
No
AF1937
DBS BANK LTD.
Type 4: advising on securities
12 Jul 2011 - 03 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.