Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CALLAWAY, JOHN PATRICK
Chinese Name of Relevant Individual
HKMA Registration Number
AF1941
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2017 - 14 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Sep 2017 - 14 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2017 - 10 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Feb 2017 - 10 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2016 - 04 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Apr 2016 - 04 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CALLAWAY, JOHN PATRICK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF1941
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1941
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Sep 2017 - 14 Sep 2017
No
AF1941
BARCLAYS BANK PLC
Type 6: advising on corporate finance
11 Sep 2017 - 14 Sep 2017
No
AF1941
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Feb 2017 - 10 Feb 2017
No
AF1941
BARCLAYS BANK PLC
Type 6: advising on corporate finance
06 Feb 2017 - 10 Feb 2017
No
AF1941
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Apr 2016 - 04 May 2016
No
AF1941
BARCLAYS BANK PLC
Type 6: advising on corporate finance
28 Apr 2016 - 04 May 2016
No
AF1941
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Jul 2011
No
AF1941
BARCLAYS BANK PLC
Type 6: advising on corporate finance
12 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.