Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, SIN TUNG
Chinese Name of Relevant Individual
李善童
HKMA Registration Number
AF1951
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2014 - 09 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2014 - 09 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2013 - 07 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2011 - 15 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jul 2011 - 15 Oct 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, SIN TUNG
:
Chinese Name of Relevant Individual
李善童
:
HKMA Registration Number
AF1951
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1951
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
05 Nov 2014 - 09 Dec 2017
No
AF1951
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
05 Nov 2014 - 09 Dec 2017
No
AF1951
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Jan 2013 - 07 Sep 2014
No
AF1951
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jul 2011 - 15 Oct 2012
No
AF1951
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jul 2011 - 15 Oct 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
