Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, SAU HA
Chinese Name of Relevant Individual
梁秀霞
HKMA Registration Number
AF1964
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Nov 2018
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKET
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Nov 2018
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKET
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
SFC CE number
AAI250
Business Address
NANYANG COMMERCIAL BANK BUILDING, 151 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2015 - 30 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2015 - 30 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2012 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2012 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2011 - 01 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2011 - 01 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, SAU HA
:
Chinese Name of Relevant Individual
梁秀霞
:
HKMA Registration Number
AF1964
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
09 Nov 2018
No
FINANCIAL MARKET
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
09 Nov 2018
No
FINANCIAL MARKET
Name of Registered Institution
SFC CE number
Business Address
NANYANG COMMERCIAL BANK, LIMITED
AAI250
NANYANG COMMERCIAL BANK BUILDING, 151 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1964
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
Since 09 Nov 2018
No
AF1964
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
Since 09 Nov 2018
No
AF1964
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
29 Jul 2015 - 30 Jun 2018
No
AF1964
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
29 Jul 2015 - 30 Jun 2018
No
AF1964
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
13 Oct 2012 - 21 Jun 2015
No
AF1964
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
13 Oct 2012 - 21 Jun 2015
No
AF1964
WING LUNG BANK LIMITED
Type 1: dealing in securities
14 Jul 2011 - 01 Jun 2012
No
AF1964
WING LUNG BANK LIMITED
Type 4: advising on securities
14 Jul 2011 - 01 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.