Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAO, HUANG-CHUN
Chinese Name of Relevant Individual
趙凰君
HKMA Registration Number
AF1965
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2018 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2018 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2016 - 15 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2016 - 15 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2012 - 31 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2012 - 31 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2011 - 31 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2011 - 31 Oct 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAO, HUANG-CHUN
:
Chinese Name of Relevant Individual
趙凰君
:
HKMA Registration Number
AF1965
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1965
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
05 Dec 2018 - 31 Oct 2024
No
AF1965
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
05 Dec 2018 - 31 Oct 2024
No
AF1965
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2016 - 15 Sep 2017
No
AF1965
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2016 - 15 Sep 2017
No
AF1965
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jan 2012 - 31 Jan 2016
No
AF1965
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jan 2012 - 31 Jan 2016
No
AF1965
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
14 Jul 2011 - 31 Oct 2011
No
AF1965
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
14 Jul 2011 - 31 Oct 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.