Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, LAP PUI
Chinese Name of Relevant Individual
陳鈉培
HKMA Registration Number
AF1976
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2015 - 31 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2015 - 31 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Oct 2015 - 31 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2012 - 17 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2011 - 17 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jul 2011 - 17 Feb 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, LAP PUI
:
Chinese Name of Relevant Individual
陳鈉培
:
HKMA Registration Number
AF1976
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1976
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Oct 2015 - 31 Mar 2026
No
AF1976
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Oct 2015 - 31 Mar 2026
No
AF1976
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Oct 2015 - 31 Mar 2026
No
AF1976
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 May 2012 - 17 Feb 2013
No
AF1976
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Jul 2011 - 17 Feb 2013
No
AF1976
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jul 2011 - 17 Feb 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.