Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SUET KAN CANDY
Chinese Name of Relevant Individual
黃雪芹
HKMA Registration Number
AF1995
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 May 2017 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
01 May 2017 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2011 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2011 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
15 Jul 2011 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SUET KAN CANDY
:
Chinese Name of Relevant Individual
黃雪芹
:
HKMA Registration Number
AF1995
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1995
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 20 Aug 2017
No
AF1995
LGT BANK AG
Type 2: dealing in futures contracts
01 May 2017 - 20 Aug 2017
No
AF1995
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 20 Aug 2017
No
AF1995
LGT BANK AG
Type 5: advising on futures contracts
01 May 2017 - 20 Aug 2017
No
AF1995
ABN AMRO BANK N.V.
Type 1: dealing in securities
15 Jul 2011 - 30 Apr 2017
No
AF1995
ABN AMRO BANK N.V.
Type 4: advising on securities
15 Jul 2011 - 30 Apr 2017
No
AF1995
ABN AMRO BANK N.V.
Type 9: asset management
15 Jul 2011 - 18 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.