Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, SHUN YING SHARON
Chinese Name of Relevant Individual

李迅盈
HKMA Registration Number
AF1997
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jul 2011
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, SHUN YING SHARON
:
Chinese Name of Relevant Individual
李迅盈
:
HKMA Registration Number
AF1997
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
16 Jul 2011
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
07 Aug 2021
No
CLIENT ADVISOR WM