Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, DOUGLAS HILL MING
Chinese Name of Relevant Individual
陳曉明
HKMA Registration Number
AF2031
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
10 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 10 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2019 - 01 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2019 - 01 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2011 - 19 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2011 - 19 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, DOUGLAS HILL MING
:
Chinese Name of Relevant Individual
陳曉明
:
HKMA Registration Number
AF2031
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Feb 2026
No
FINANCIAL MARKETS
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Feb 2026
No
FINANCIAL MARKETS
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Feb 2026
No
FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2031
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 10 Feb 2026
No
AF2031
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 10 Feb 2026
No
AF2031
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 10 Feb 2026
No
AF2031
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
02 Feb 2019 - 01 Dec 2023
No
AF2031
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
02 Feb 2019 - 01 Dec 2023
No
AF2031
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2011 - 19 May 2016
No
AF2031
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jul 2011 - 19 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
