Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YUEN FAN
Chinese Name of Relevant Individual
陳沅汎
HKMA Registration Number
AF2033
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2022 - 06 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
02 Jun 2022 - 06 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2018 - 13 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2018 - 13 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2018 - 13 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2018 - 13 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2016 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2016 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 May 2016 - 30 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2013 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Apr 2013 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2011 - 16 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2011 - 16 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YUEN FAN
:
Chinese Name of Relevant Individual
陳沅汎
:
HKMA Registration Number
AF2033
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2033
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
02 Jun 2022 - 06 Dec 2022
No
AF2033
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
02 Jun 2022 - 06 Dec 2022
No
AF2033
CITIBANK, N.A.
Type 1: dealing in securities
06 Jul 2018 - 13 May 2022
No
AF2033
CITIBANK, N.A.
Type 4: advising on securities
06 Jul 2018 - 13 May 2022
No
AF2033
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Jul 2018 - 13 May 2022
No
AF2033
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jul 2018 - 13 May 2022
No
AF2033
CREDIT SUISSE AG
Type 1: dealing in securities
27 May 2016 - 22 Nov 2017
No
AF2033
CREDIT SUISSE AG
Type 4: advising on securities
27 May 2016 - 22 Nov 2017
No
AF2033
CREDIT SUISSE AG
Type 6: advising on corporate finance
27 May 2016 - 30 Aug 2016
No
AF2033
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Apr 2013 - 17 Dec 2013
No
AF2033
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Apr 2013 - 17 Dec 2013
No
AF2033
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
19 Jul 2011 - 16 Sep 2012
No
AF2033
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
19 Jul 2011 - 16 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.