Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, WING TAI
Chinese Name of Relevant Individual
吳永棣
HKMA Registration Number
AF2040
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2020 - 10 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2011 - 10 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Jan 2017 - 24 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Jul 2011 - 12 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2013 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, WING TAI
:
Chinese Name of Relevant Individual
吳永棣
:
HKMA Registration Number
AF2040
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2040
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Feb 2020 - 10 Jul 2022
No
AF2040
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Jul 2011 - 10 Jul 2022
No
AF2040
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Jan 2017 - 24 Feb 2020
No
AF2040
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Jul 2011 - 12 Jun 2016
No
AF2040
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Feb 2013 - 21 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.