Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAN, LOK HANG
Chinese Name of Relevant Individual
殷樂恒
HKMA Registration Number
AF2057
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2019 - 01 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2019 - 01 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2018 - 29 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2018 - 29 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2012 - 01 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2012 - 01 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2011 - 02 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2011 - 02 Feb 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAN, LOK HANG
:
Chinese Name of Relevant Individual
殷樂恒
:
HKMA Registration Number
AF2057
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2057
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
17 Aug 2019 - 01 Sep 2022
No
AF2057
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
17 Aug 2019 - 01 Sep 2022
No
AF2057
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
09 May 2018 - 29 Jun 2019
No
AF2057
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
09 May 2018 - 29 Jun 2019
No
AF2057
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 May 2012 - 01 Feb 2018
No
AF2057
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 May 2012 - 01 Feb 2018
No
AF2057
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jul 2011 - 02 Feb 2012
No
AF2057
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jul 2011 - 02 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.