Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, FUNG
Chinese Name of Relevant Individual
譚鋒
HKMA Registration Number
AF2115
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CORPORATE BANKING
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
SFC CE number
AUD728
Business Address
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2014 - 18 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2014 - 18 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2013 - 13 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2013 - 13 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2011 - 14 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2011 - 23 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, FUNG
:
Chinese Name of Relevant Individual
譚鋒
:
HKMA Registration Number
AF2115
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
28 Aug 2024
No
RELATIONSHIP MANAGER, CORPORATE BANKING
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
28 Aug 2024
No
RELATIONSHIP MANAGER, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
CHINA MINSHENG BANKING CORP., LTD.
AUD728
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2115
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
Since 28 Aug 2024
No
AF2115
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
Since 28 Aug 2024
No
AF2115
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
11 Jun 2014 - 18 Sep 2021
No
AF2115
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
11 Jun 2014 - 18 Sep 2021
No
AF2115
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
21 Aug 2013 - 13 Sep 2013
No
AF2115
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
21 Aug 2013 - 13 Sep 2013
No
AF2115
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
13 Dec 2011 - 14 Aug 2013
No
AF2115
CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Jul 2011 - 23 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.