Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HEUNG, YUK KING
Chinese Name of Relevant Individual
香玉琼
HKMA Registration Number
AF2131
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2014 - 21 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2014 - 21 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2011 - 15 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2011 - 15 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HEUNG, YUK KING
:
Chinese Name of Relevant Individual
香玉琼
:
HKMA Registration Number
AF2131
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
31 Jul 2019
No
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
DAH SING BANK, LIMITED
Type 4: advising on securities
31 Jul 2019
No
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2131
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 31 Jul 2019
No
AF2131
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 31 Jul 2019
No
AF2131
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
16 Jul 2014 - 21 Jul 2019
No
AF2131
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
16 Jul 2014 - 21 Jul 2019
No
AF2131
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
26 Jul 2011 - 15 Jun 2014
No
AF2131
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
26 Jul 2011 - 15 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.