Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, CHIH NING
Chinese Name of Relevant Individual
邱致寧
HKMA Registration Number
AF2149
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 01 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 01 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2014 - 02 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2014 - 02 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2011 - 14 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2011 - 14 Nov 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, CHIH NING
:
Chinese Name of Relevant Individual
邱致寧
:
HKMA Registration Number
AF2149
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2149
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 01 Sep 2017
No
AF2149
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 01 Sep 2017
No
AF2149
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
23 Apr 2016 - 30 Sep 2016
No
AF2149
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
23 Apr 2016 - 30 Sep 2016
No
AF2149
WING LUNG BANK LIMITED
Type 1: dealing in securities
04 Oct 2014 - 02 Mar 2016
No
AF2149
WING LUNG BANK LIMITED
Type 4: advising on securities
04 Oct 2014 - 02 Mar 2016
No
AF2149
CREDIT SUISSE AG
Type 1: dealing in securities
26 Jul 2011 - 14 Nov 2012
No
AF2149
CREDIT SUISSE AG
Type 4: advising on securities
26 Jul 2011 - 14 Nov 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.