Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, SIU WING
Chinese Name of Relevant Individual
盧小頴
HKMA Registration Number
AF2152
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2013 - 02 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2013 - 02 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2011 - 27 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2011 - 27 Feb 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, SIU WING
:
Chinese Name of Relevant Individual
盧小頴
:
HKMA Registration Number
AF2152
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2152
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Mar 2013 - 02 Oct 2021
No
AF2152
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Mar 2013 - 02 Oct 2021
No
AF2152
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2011 - 27 Feb 2013
No
AF2152
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2011 - 27 Feb 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.