Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, HOI MAN HERMES
Chinese Name of Relevant Individual
郭凱文
HKMA Registration Number
AF2179
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2012 - 24 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2012 - 24 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2012 - 05 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2012 - 05 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2011 - 04 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2011 - 04 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, HOI MAN HERMES
:
Chinese Name of Relevant Individual
郭凱文
:
HKMA Registration Number
AF2179
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2179
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Oct 2012 - 24 Jul 2013
No
AF2179
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Oct 2012 - 24 Jul 2013
No
AF2179
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jul 2012 - 05 Sep 2012
No
AF2179
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jul 2012 - 05 Sep 2012
No
AF2179
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jul 2011 - 04 Jun 2012
No
AF2179
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Jul 2011 - 04 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.