Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TOH, SWEE HUAT
Chinese Name of Relevant Individual
卓瑞發
HKMA Registration Number
AF2215
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2011 - 11 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2011 - 11 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Aug 2011 - 11 Dec 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TOH, SWEE HUAT
:
Chinese Name of Relevant Individual
卓瑞發
:
HKMA Registration Number
AF2215
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2215
STANDARD BANK PLC
Type 1: dealing in securities
01 Aug 2011 - 11 Dec 2011
No
AF2215
STANDARD BANK PLC
Type 4: advising on securities
01 Aug 2011 - 11 Dec 2011
No
AF2215
STANDARD BANK PLC
Type 6: advising on corporate finance
01 Aug 2011 - 11 Dec 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.