Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, WAN WAN
Chinese Name of Relevant Individual
許萬萬
HKMA Registration Number
AF2227
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2017 - 18 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2013 - 18 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2011 - 26 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, WAN WAN
:
Chinese Name of Relevant Individual
許萬萬
:
HKMA Registration Number
AF2227
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2227
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Jun 2017 - 18 Aug 2017
No
AF2227
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Jul 2013 - 18 Aug 2017
No
AF2227
ING BANK N.V.
Type 1: dealing in securities
02 Aug 2011 - 26 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
