Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HA, KA YAN
Chinese Name of Relevant Individual
夏嘉欣
HKMA Registration Number
AF2234
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2014 - 30 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2014 - 30 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Feb 2014 - 30 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2011 - 04 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2011 - 04 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
02 Aug 2011 - 04 Mar 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HA, KA YAN
:
Chinese Name of Relevant Individual
夏嘉欣
:
HKMA Registration Number
AF2234
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2234
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Feb 2014 - 30 Jun 2014
No
AF2234
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Feb 2014 - 30 Jun 2014
No
AF2234
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Feb 2014 - 30 Jun 2014
No
AF2234
ABN AMRO BANK N.V.
Type 1: dealing in securities
02 Aug 2011 - 04 Mar 2013
No
AF2234
ABN AMRO BANK N.V.
Type 4: advising on securities
02 Aug 2011 - 04 Mar 2013
No
AF2234
ABN AMRO BANK N.V.
Type 9: asset management
02 Aug 2011 - 04 Mar 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.