Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSENG, HUI-CHIUNG
Chinese Name of Relevant Individual
曾慧瓊
HKMA Registration Number
AF2244
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2015 - 14 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2014 - 12 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2014 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2014 - 27 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2013 - 28 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2013 - 11 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2013 - 11 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2012 - 12 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2012 - 10 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2012 - 19 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2011 - 05 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSENG, HUI-CHIUNG
:
Chinese Name of Relevant Individual
曾慧瓊
:
HKMA Registration Number
AF2244
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2244
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
13 Aug 2015 - 14 Feb 2016
No
AF2244
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Dec 2014 - 12 Dec 2014
No
AF2244
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Jul 2014 - 11 Jul 2014
No
AF2244
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 Jan 2014 - 27 Jan 2014
No
AF2244
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Nov 2013 - 28 Nov 2013
No
AF2244
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
09 Jul 2013 - 11 Jul 2013
No
AF2244
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Jan 2013 - 11 Jan 2013
No
AF2244
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Jul 2012 - 12 Jul 2012
No
AF2244
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Feb 2012 - 10 Feb 2012
No
AF2244
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
18 Jan 2012 - 19 Jan 2012
No
AF2244
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Aug 2011 - 05 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.