Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SWEE YONG
Chinese Name of Relevant Individual
李芮榕
HKMA Registration Number
AF2260
Other HKMA Registration Number(s)
AF1750
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2026 - 12 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2026 - 12 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2026 - 06 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2026 - 06 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2025 - 05 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2025 - 05 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2025 - 08 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2025 - 08 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2025 - 22 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2025 - 22 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2024 - 07 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2024 - 07 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2011 - 31 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2011 - 31 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
04 Aug 2011 - 31 Oct 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SWEE YONG
:
Chinese Name of Relevant Individual
李芮榕
:
HKMA Registration Number
AF2260
:
Other HKMA Registration Number(s)
AF1750
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2260
CITIBANK, N.A.
Type 1: dealing in securities
05 Jun 2026 - 12 Jun 2026
No
AF2260
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2026 - 12 Jun 2026
No
AF2260
CITIBANK, N.A.
Type 1: dealing in securities
30 Jan 2026 - 06 Feb 2026
No
AF2260
CITIBANK, N.A.
Type 4: advising on securities
30 Jan 2026 - 06 Feb 2026
No
AF2260
CITIBANK, N.A.
Type 1: dealing in securities
30 Jun 2025 - 05 Jul 2025
No
AF2260
CITIBANK, N.A.
Type 4: advising on securities
30 Jun 2025 - 05 Jul 2025
No
AF2260
CITIBANK, N.A.
Type 1: dealing in securities
05 Mar 2025 - 08 Mar 2025
No
AF2260
CITIBANK, N.A.
Type 4: advising on securities
05 Mar 2025 - 08 Mar 2025
No
AF2260
CITIBANK, N.A.
Type 1: dealing in securities
14 Feb 2025 - 22 Feb 2025
No
AF2260
CITIBANK, N.A.
Type 4: advising on securities
14 Feb 2025 - 22 Feb 2025
No
AF2260
CITIBANK, N.A.
Type 1: dealing in securities
31 May 2024 - 07 Jun 2024
No
AF2260
CITIBANK, N.A.
Type 4: advising on securities
31 May 2024 - 07 Jun 2024
No
AF2260
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
04 Aug 2011 - 31 Oct 2022
No
AF2260
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
04 Aug 2011 - 31 Oct 2022
No
AF2260
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
04 Aug 2011 - 31 Oct 2022
No
AF2260
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
03 Jan 2012 - 15 Feb 2016
No
AF1750
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
27 Jun 2011 - 03 Aug 2011
No
AF1750
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
27 Jun 2011 - 03 Aug 2011
No
AF1750
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
27 Jun 2011 - 03 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.