Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, CHE WEN
Chinese Name of Relevant Individual
楊喆文
HKMA Registration Number
AF2295
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2017 - 18 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2016 - 18 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2013 - 21 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2011 - 13 Jan 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, CHE WEN
:
Chinese Name of Relevant Individual
楊喆文
:
HKMA Registration Number
AF2295
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2295
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Jun 2017 - 18 Aug 2017
No
AF2295
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Sep 2016 - 18 Aug 2017
No
AF2295
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
05 Jul 2013 - 21 Nov 2013
No
AF2295
UBS AG
Type 1: dealing in securities
06 Aug 2011 - 13 Jan 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.