Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RULE, MATTHEW CHARLES
Chinese Name of Relevant Individual
HKMA Registration Number
AF2343
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2015 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2015 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
30 Jun 2015 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2011 - 11 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2011 - 11 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RULE, MATTHEW CHARLES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2343
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2343
UBS AG
Type 1: dealing in securities
12 Oct 2015 - 29 Mar 2019
Yes
AF2343
UBS AG
Type 4: advising on securities
12 Oct 2015 - 29 Mar 2019
Yes
AF2343
UBS AG
Type 9: asset management
30 Jun 2015 - 29 Mar 2019
No
AF2343
UBS AG
Type 1: dealing in securities
10 Aug 2011 - 11 Oct 2015
No
AF2343
UBS AG
Type 4: advising on securities
10 Aug 2011 - 11 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.