Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEN, JU YU
Chinese Name of Relevant Individual
HKMA Registration Number
AF2356
Other HKMA Registration Number(s)
AF3472
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 18 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 18 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK IN LIECHTENSTEIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2011 - 20 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK IN LIECHTENSTEIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2011 - 26 Sep 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEN, JU YU
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2356
:
Other HKMA Registration Number(s)
AF3472
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3472
LGT BANK AG
Type 2: dealing in futures contracts
Since 18 Jun 2014
No
AF3472
LGT BANK AG
Type 5: advising on futures contracts
Since 18 Jun 2014
No
AF3472
LGT BANK AG
Type 4: advising on securities
Since 01 Mar 2012
No
AF3472
LGT BANK AG
Type 1: dealing in securities
Since 21 Oct 2011
No
AF2356
LGT BANK IN LIECHTENSTEIN AG
Type 1: dealing in securities
01 Oct 2011 - 20 Oct 2011
No
AF2356
LGT BANK IN LIECHTENSTEIN AG
Type 1: dealing in securities
10 Aug 2011 - 26 Sep 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.