Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, LI CHEN
Chinese Name of Relevant Individual
HKMA Registration Number
AF2362
Other HKMA Registration Number(s)
AG0890
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 15 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 15 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2012 - 04 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2011 - 04 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK IN LIECHTENSTEIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2011 - 26 Sep 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, LI CHEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2362
:
Other HKMA Registration Number(s)
AG0890
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0890
LGT BANK AG
Type 2: dealing in futures contracts
Since 15 Jul 2014
No
AG0890
LGT BANK AG
Type 5: advising on futures contracts
Since 15 Jul 2014
No
AG0890
LGT BANK AG
Type 1: dealing in securities
Since 04 Sep 2013
No
AG0890
LGT BANK AG
Type 4: advising on securities
Since 04 Sep 2013
No
AF2362
LGT BANK AG
Type 4: advising on securities
01 Mar 2012 - 04 Sep 2013
No
AF2362
LGT BANK AG
Type 1: dealing in securities
01 Oct 2011 - 04 Sep 2013
No
AF2362
LGT BANK IN LIECHTENSTEIN AG
Type 1: dealing in securities
10 Aug 2011 - 26 Sep 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.